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Best Practices / Guidelines


  • 3-September-2010

    English, Excel, 2,409kb

    Competition, Concentration and Stability in the Banking Sector - Competition Policy Roundtable - OECD

    Is financial stability enhanced or weakened by competition? This proceedings addresses the link between concentration and competition in the financial sector. It includes reports from Australia, Bulgaria, Chile, Egypt, the European Commission, Finland, Germany, Greece, Hungary, Ireland, Italy, Japan, Korea, the Netherlands, the Russian Federation, South Africa, Switzerland, Chinese Taipei, Turkey, the United Kingdom, the United

  • 28-January-2010

    English, , 253kb

    IOPS Principles of Private Pension Supervision

    The IOPS Principles for Pension Supervision are designed to cover occupational and personal pension plans and pension funds.

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  • 8-January-2010

    English, , 13,019kb

    Policy Framework for Effective and Efficient Financial Regulation: General Guidance and High-Level Checklist

    The structure and operation of the financial system have undergone marked changes in the past couple of decades, driven by dramatic improvements in technology, rapid product innovation, integration of financial systems, competition in financial services, and policy, regulatory, and trade reforms. The Policy Framework for Effective and Efficient Financial Regulation, supported by General Guidance and a High-Level Checklist, is a tool

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  • 7-July-2009

    English, , 118kb

    OECD Guidelines for Pension Fund Governance

    These guidelines aim at setting international standards for the governance of private pension funds, in view of protecting people's pensions from mismanagement and fraud.

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  • 7-July-2009

    English, , 251kb

    OECD Recommendation on Core Principles of Occupational Pension Regulation

    This OECD Recommendation invites governments to encourage implementation of the Core Principles of Occupational Pension Regulation to assist in meeting those objectives.

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  • 25-May-2009

    English, , 95kb

  • 23-March-2006

    English, , 62kb

    OECD Guidelines on Pension Fund Asset Management

    These guidelines, approved as an OECD Recommendation by the Council, set out good practices in the area of pension fund asset management. They cover regulatory issues such as the prudent person rule, the statement of investment policy, quantitative investment limits and valuation.

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  • 23-June-2005

    English, , 25kb

    Recommendation on Principles and Good Practices for Financial Education and Awareness

    Citizens need a better grasp of how financial markets work in order to manage mortgage and consumer debt and save effectively to finance retirement, and OECD governments have recognised that they have to help people to develop such awareness. These Principles and Good Practices were adopted by the OECD Council.

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  • 23-June-2005

    English, PDF, 148kb

    Recommendation on Principles and Good Practices for Financial Education and Awareness (Chinese)

    Citizens need a better grasp of how financial markets work in order to manage mortgage and consumer debt and save effectively to finance retirement, and OECD governments have recognised that they have to help people to develop such awareness. These Principles and Good Practices were adopted by the OECD Council.

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  • 7-December-2004

    English, , 257kb

    OECD Guidelines for the Protection of Rights of Members and Beneficiaries in Occupational Pension Plans

    These guidelines, approved in September 2003 by the Working Party on Private Pensions, set forth core rights and protections for plan members and beneficiaries that are generally intended to be implemented and monitored by pension regulators and supervisors.

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